Privacy Policy
The following information describes how Seattle-Northwest Securities Corporation ("SNW") handles your personal information, and the policies and practices we have in place to protect your privacy.

SNW collects nonpublic personal information about you to help us serve your financial needs, provide customer service, offer new products or services, and fulfill legal and regulatory requirements. This may include information we receive from you on applications and other related forms (such as name, address, Social Security number, assets and income), and information about your transactions with us (such as purchases, account balances and payment history).

SNW restricts access to your personal and account information to those employees who need to know that information in order to provide products or services to you. Our procedures require employees who do have access to customer information to protect it and keep it confidential. We maintain physical, electronic, and procedural safeguards to protect your nonpublic personal information.

In the course of conducting business, we may disclose some or all of the previously described information about you within our company and to non-affiliated third parties, as allowed by law, in order to:

  • provide customer service or account maintenance;
  • respond to subpoena, to prevent fraud, or to comply with an inquiry by a government agency or regulator; and
  • perform services for us or on our behalf to develop or maintain our electronic systems.

We do not share your personal information with outside entities for marketing purposes. This information is not sold to other companies for inclusion on mailing lists, or for any other unsolicited purpose.

If at any time you decide to close your account(s), we will adhere to the privacy policies and practices as described in this notice.

We hope that this privacy information has been useful to you, and we want you to know that we will continue to protect your personal and financial information. We value your business and we are committed to earning and keeping your trust. Thank you for giving us that opportunity.

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